Carter Yip

葉基達
CE No. BBN080 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carter Yip (葉基達), a licensed former licensee with CE reference BBN080. This person has 3.1 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
Boom Securities (H.K.) Limited
寶盛證券(香港)有限公司		 Rep Type 1 - Dealing in securities 2013-07-29 2016-09-01
Win Securities Limited
贏證券有限公司		 Rep Type 1 - Dealing in securities 2013-07-29 2016-09-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carter Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
On Ki Wong Win Securities Limited 2013–2016
Ming Hei Wong Win Securities Limited 2014–2016
Grace Kei Sze Chow Win Securities Limited 2013–2016
Nick Chi Yuen Tang Win Securities Limited 2014–2016
Siu Wai Lui Win Securities Limited 2013–2016
Clarence Kam Pui Au Win Securities Limited 2013–2016
Man Kwong Tang Win Securities Limited 2013–2016
Katsuki Mandai Win Securities Limited 2015–2016
Chun Wai Cheung Win Securities Limited 2013–2014
Eric Ka Ho Fung Boom Securities (H.K.) Limited 2014–2016
Iris See Lok Yeung Boom Securities (H.K.) Limited 2014–2016
Wai Lun Lee Win Securities Limited 2013–2014
Fan Xie Win Securities Limited 2013–2014
Kit Mei Lai Win Securities Limited 2013–2014
Jiang Zheng Li Boom Securities (H.K.) Limited 2013–2014
Sze Wai Ma Boom Securities (H.K.) Limited 2015–2016
Tak Kei Ching Boom Securities (H.K.) Limited 2013–2014
Wing Sin Yan Win Securities Limited 2013
Tak To Cheung Boom Securities (H.K.) Limited 2016
Sok Mun Wan Boom Securities (H.K.) Limited 2013
Explore the interactive colleague network →

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