Ki Tat Chu
朱其達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ki Tat Chu (朱其達), a licensed former licensee with CE reference BBL825. This person has 4.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-14 | 2019-08-29 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-14 | 2019-08-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-27 | 2018-05-17 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-27 | 2018-05-17 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-25 | 2015-06-22 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-25 | 2015-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ki Tat Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.