Kin Yu Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yu Au (區健余), a licensed Responsible Officer with CE reference BBF288. Currently licensed at 1 firm(s): Inflexion Macro Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.6 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Inflexion Macro Capital Management Limited 應勢宏觀資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-17 | present |
| Inflexion Macro Capital Management Limited 應勢宏觀資本管理有限公司 |
RO | Type 4 - Advising on securities | 2025-02-17 | present |
| Inflexion Macro Capital Management Limited 應勢宏觀資本管理有限公司 |
RO | Type 9 - Asset management | 2025-02-17 | present |
| Augustine Securities Company Limited 奧古證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-13 | 2024-02-05 |
| Augustine Asset Management Limited 奧古資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-01-22 | 2024-02-05 |
| Augustine Asset Management Limited 奧古資產管理有限公司 |
RO | Type 9 - Asset management | 2018-01-22 | 2024-02-05 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 - Asset management | 2016-11-07 | 2017-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-30 | 2017-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-18 | 2016-08-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-18 | 2017-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2013-11-18 | 2016-11-07 |
| KOG Forex Limited 國之匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-08-05 | 2013-10-24 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 9 - Asset management | 2013-05-27 | 2013-10-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Yu Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.