Jie Ru Gillian Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Ru Gillian Lim, a licensed former licensee with CE reference BBA912. This person has 6.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-03-10 | 2019-10-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-03-10 | 2019-10-07 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-25 | 2014-03-07 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-25 | 2014-03-07 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Jie Ru Gillian Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.