Carmen Ka Man Tse
謝嘉汶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Ka Man Tse (謝嘉汶), a licensed former licensee with CE reference BBA612. This person has 2.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-22 | 2023-01-01 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-22 | 2023-01-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-03-26 | 2013-08-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-03-26 | 2013-08-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-03-26 | 2013-08-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-03-26 | 2013-08-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-03-26 | 2013-08-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-03-26 | 2013-08-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmen Ka Man Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.