Heliodoro Pedro Romero de Diego
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heliodoro Pedro Romero de Diego, a licensed former licensee with CE reference BAX298. This person has 0.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-01-20 | 2020-01-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-06-28 | 2018-07-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-04-06 | 2018-04-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-22 | 2013-03-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-22 | 2013-03-01 |