Pui Ki Lo
勞佩琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ki Lo (勞佩琪), a licensed former licensee with CE reference BAN230. This person has 8.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-10-21 | 2022-11-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-10-21 | 2022-11-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-11-01 | 2022-11-25 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-11-01 | 2022-11-25 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-11-01 | 2022-11-25 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 - Advising on securities | 2016-11-01 | 2019-08-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-11-01 | 2022-11-25 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 - Asset management | 2016-11-01 | 2019-08-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-02 | 2015-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Ki Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.