Suet Ying Lily Vanessa Kwok
郭雪英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Ying Lily Vanessa Kwok (郭雪英), a licensed former licensee with CE reference BAN067. This person has 9.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-14 | 2026-05-11 |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-10-14 | 2026-05-11 |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-08-06 | 2026-05-11 |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-18 | 2025-10-14 |
| Top One Global Capital Management Limited 天一環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-18 | 2025-10-14 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-08 | 2025-07-02 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-08 | 2025-07-02 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2018-11-12 | 2019-10-01 |
| CWB Hong Kong Limited | Rep | Type 4 - Advising on securities | 2018-05-25 | 2018-09-27 |
| State Street Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-04-22 | 2016-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suet Ying Lily Vanessa Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.