Douglas Gorman Forsyth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Gorman Forsyth, a licensed former licensee with CE reference BAL992. This person has 0.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-13 | 2020-01-17 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-15 | 2018-01-19 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-08 | 2016-01-18 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2015-01-12 | 2015-01-16 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-09-22 | 2014-09-26 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2014-01-08 | 2014-02-07 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-01-02 | 2013-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Douglas Gorman Forsyth during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.