Lijia Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lijia Liu (劉力嘉), a licensed Responsible Officer with CE reference AZT570. Currently licensed at 1 firm(s): Waton Securities International Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-05 | present |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-05 | present |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 9 - Asset management | 2023-12-05 | present |
| SOLARSTONE CAPITAL LIMITED 朝盛資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-26 | 2023-03-31 |
| Fair Capital Management Limited 富銀資產管理有限公司 |
RO | Type 9 - Asset management | 2020-02-04 | 2020-03-23 |
| Fair Capital Management Limited 富銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-02-03 | 2020-02-04 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-20 | 2020-01-07 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-20 | 2020-01-07 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 - Asset management | 2016-09-20 | 2020-01-07 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-02 | 2016-06-30 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2013-01-02 | 2016-06-30 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-20 | 2016-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lijia Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.