Fei Liu
劉飛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fei Liu (劉飛), a licensed former licensee with CE reference AZR329. This person has 2.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-10-23 | 2015-03-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-17 | 2015-03-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-15 | 2013-08-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-15 | 2013-08-06 |