Ivy Yan Wah Tse
謝欣樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Yan Wah Tse (謝欣樺), a licensed former licensee with CE reference AZR326. This person has 5.3 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-26 | 2019-01-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-26 | 2019-01-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-19 | 2019-01-03 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2015-08-04 | 2018-02-23 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-08 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-09-08 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2014-09-08 | 2015-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-04-01 | 2014-06-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-04-01 | 2014-06-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-04-01 | 2014-06-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-04-01 | 2014-06-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-04-01 | 2014-06-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-04-01 | 2014-06-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-08-13 | 2013-09-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-08-13 | 2013-09-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-13 | 2013-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivy Yan Wah Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.