Jia Ning Phua
潘家寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia Ning Phua (潘家寧), a licensed former licensee with CE reference AZC814. This person has 11.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-30 | 2025-02-18 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-04 | 2021-09-29 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-09 | 2021-09-29 |
| EIG Global Energy (Asia) Limited 國際能源(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-03-09 | 2021-09-29 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-04-30 | 2015-01-09 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-15 | 2015-01-09 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-15 | 2015-01-09 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2012-03-16 | 2012-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jia Ning Phua during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.