Charles Yim
嚴儲文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Yim (嚴儲文), a licensed Responsible Officer with CE reference AZB751. Currently licensed at 1 firm(s): Anglo Chinese Corporate Finance, Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 12.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-09-22 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-18 | 2022-09-22 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-03 | 2022-07-28 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-03 | 2022-07-28 |
| Anglo Chinese Securities, Limited 英高證券有限公司 |
Rep | Type 9 - Asset management | 2015-06-03 | 2022-07-28 |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-02 | 2013-07-31 |
| Richland Worldwide Limited 富信(環球)集團有限公司 |
Rep | Type 9 - Asset management | 2012-03-02 | 2013-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.