Jun Xie
謝軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Xie (謝軍), a licensed former licensee with CE reference AZB528. This person has 5.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-26 | 2017-12-14 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-11-26 | 2017-12-14 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-04-26 | 2015-11-26 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 9 - Asset management | 2012-04-26 | 2015-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jun Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.