Sang Beom An
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Beom An, a licensed former licensee with CE reference AYX987. This person has 9.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-06 | 2021-08-09 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-06 | 2021-08-09 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2019-10-14 | 2020-06-30 |
| Wells Fargo Securities Asia Limited | RO | Type 1 - Dealing in securities | 2017-05-17 | 2019-05-16 |
| Wells Fargo Securities Asia Limited | RO | Type 4 - Advising on securities | 2017-05-17 | 2019-05-16 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2012-03-15 | 2017-05-17 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2012-03-15 | 2017-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sang Beom An during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.