King Wai Fan
范涇渭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wai Fan (范涇渭), a licensed former licensee with CE reference AYX144. This person has 11.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-02-01 | 2023-12-27 |
| Mason Global Capital Limited 茂宸環球資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-04-15 | 2020-12-31 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-21 | 2020-12-31 |
| Mason Global Capital Limited 茂宸環球資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-25 | 2020-04-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-07 | 2018-05-23 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-23 | 2018-04-29 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-02-23 | 2018-04-29 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-17 | 2017-02-06 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-02-17 | 2017-02-06 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-27 | 2013-12-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-02-27 | 2013-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Wai Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.