Xulin Xu
許旭琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xulin Xu (許旭琳), a licensed former licensee with CE reference AYW563. This person has 9.3 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2022-01-07 | 2023-10-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-04 | 2019-09-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-04 | 2019-09-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-10-04 | 2019-09-20 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-18 | 2018-08-24 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-04 | 2018-08-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-04 | 2018-08-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-04 | 2018-08-24 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-26 | 2013-01-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xulin Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ngat Chan | BOCI Asia Limited | 2013–2018 |
| Ka Hung Chan | BOCI Asia Limited | 2013–2018 |
| Chen Chi | BOCI Asia Limited | 2013–2018 |
| Xinwei Xu | BOCI Asia Limited | 2013–2018 |
| Andy To Chung Wai | BOCI Asia Limited | 2013–2018 |
| Kit Ling Lau | BOCI Asia Limited | 2013–2018 |
| Sarah Lai Wong | BOCI Asia Limited | 2013–2018 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2013–2018 |
| Mario Altenburger | BOCI Asia Limited | 2013–2018 |
| Yiu Kei Leung | BOCI Asia Limited | 2013–2018 |
| Pauline Wai Wah Lee | BOCI Asia Limited | 2013–2018 |
| Lawrence Cho Ming Lau | BOCI Asia Limited | 2013–2018 |
| Tong Li | BOCI Asia Limited | 2013–2018 |
| Shan Hock Liew | BOCI Asia Limited | 2013–2018 |
| Kin Man Lee | BOCI Asia Limited | 2013–2018 |
| Wai Yee Cammy Lam | BOCI Asia Limited | 2013–2018 |
| Michael Sin Yue Mak | BOCI Asia Limited | 2013–2018 |
| Rowena See Wai Ng | BOCI Asia Limited | 2013–2018 |
| Zhongjing Ruan | BOCI Asia Limited | 2013–2018 |
| Ho Chi Sit | BOCI Asia Limited | 2013–2018 |