Joseph Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kim, a licensed former licensee with CE reference AYR243. This person has 2.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SAIL Advisors Limited | Rep | Type 4 - Advising on securities | 2014-02-19 | 2014-12-10 |
| SAIL Advisors Limited | Rep | Type 9 - Asset management | 2014-02-19 | 2014-12-10 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 - Advising on securities | 2012-10-12 | 2014-01-14 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 - Asset management | 2012-10-12 | 2014-01-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-12-13 | 2014-01-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-12-13 | 2014-01-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-12-13 | 2014-01-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-12-13 | 2014-01-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-12-13 | 2014-01-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-12-13 | 2014-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.