Brendan Chiao-Yen Tu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brendan Chiao-Yen Tu, a licensed Representative with CE reference AYR080. Currently licensed at 1 firm(s): Nexus Point Advisors (HK) Limited. Active regulated activities: Type 9 - Asset management. This person has 10.4 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-08-13 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2022-05-10 | 2026-06-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2018-09-08 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2016-12-18 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Brendan Chiao-Yen Tu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wenke Zhong | Nexus Point Advisors (HK) Limited | 2026–present |
| Calvin Hughes Chen | Nexus Point Advisors (HK) Limited | 2026–present |
| Kuo Chuan Kung | Nexus Point Advisors (HK) Limited | 2026–present |
| Min Li | Nexus Point Advisors (HK) Limited | 2026–present |
| Sheng Yuan Chung | Nexus Point Advisors (HK) Limited | 2026–present |
| Tomoya Fujimoto | Nexus Point Advisors (HK) Limited | 2026–present |
| Yukun Lou | Nexus Point Advisors (HK) Limited | 2026–present |