Kelvin Pak Tao Ng
吳栢濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Pak Tao Ng (吳栢濤), a licensed former licensee with CE reference AYN251. This person has 5.1 years of SFC licence history. Total licence records on file: 18.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-02 | 2022-06-30 |
| OSL Digital Securities Limited OSL數字證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2022-06-02 | 2022-06-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-08-30 | 2021-09-08 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-08-30 | 2021-09-08 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-08-30 | 2021-09-08 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2021-08-30 | 2021-09-08 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-21 | 2021-09-08 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-21 | 2021-09-08 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-29 | 2021-06-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-01-29 | 2021-06-21 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-29 | 2021-09-08 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-29 | 2021-09-08 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-24 | 2020-03-24 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-11 | 2020-03-24 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-25 | 2017-08-06 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 - Advising on securities | 2016-02-25 | 2017-08-06 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-01 | 2012-05-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-01 | 2012-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kelvin Pak Tao Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.