Kwok Kei Li

李國基
CE No. AYI375 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kei Li (李國基), a licensed former licensee with CE reference AYI375. This person has 7.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 1 - Dealing in securities 2012-06-21 2018-12-08
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 - Dealing in securities 2011-11-21 2015-12-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Kei Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
King Lok Chan Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Cheuk Kin Ng Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Key Wai Man Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Jerry Pui Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Lam Lai Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Jessica Man Yi Lee Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Siu Chun Chan Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Edward Yip Moon Lo Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Yu Fong Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Chi Kwan Kee Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Chia-Pei Lin Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Eric Chi Wai Chan Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Pauline Chan Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Ting-Yu Huang Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Oliva Suk Fun Leung Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Wai Sze Ng Yuanta Asia Investment (Hong Kong) Limited 2011–2014
Ka Wing Poon Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Jiarong So Yuanta Asia Investment (Hong Kong) Limited 2011–2015
Kong Hung Lok Yuanta Asia Investment (Hong Kong) Limited 2011–2014
Wei Luen Kao Yuanta Asia Investment (Hong Kong) Limited 2011–2014
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