Ka Yan Lau
劉家欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan Lau (劉家欣), a licensed former licensee with CE reference AYG102. This person has 2.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-13 | 2013-11-22 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-10-13 | 2013-11-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-10-13 | 2013-11-22 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-13 | 2013-11-22 |