Yang Li
李洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Li (李洋), a licensed former licensee with CE reference AYF331. This person has 4.4 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-20 | 2016-05-08 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-04-22 | 2016-05-08 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-13 | 2013-02-26 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-10-13 | 2013-02-26 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lan Li | Platinum Securities Company Limited | 2011–2013 |
| Alex Kin Chung Lau | Platinum Securities Company Limited | 2011–2013 |
| Hiu Shan Chan | Platinum Securities Company Limited | 2011–2013 |
| Louis Piers Higson Smith | Platinum Securities Company Limited | 2011–2013 |
| Ian Ross McGregor Ramsay | Platinum Securities Company Limited | 2011–2013 |
| Fung Lung Wong | Platinum Securities Company Limited | 2011–2012 |
| Kin Kwan Ng | Platinum Securities Company Limited | 2012–2013 |
| Chee Ming Liu | Platinum Securities Company Limited | 2011–2013 |
| Irene Ho Ying Poon | Platinum Securities Company Limited | 2011–2013 |