Vincent Wai Ching Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wai Ching Yau (游偉政), a licensed Representative with CE reference AYB009. Currently licensed at 1 firm(s): FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.7 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-06 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-06 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-16 | 2017-03-17 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-29 | 2016-12-02 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-29 | 2016-12-02 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-14 | 2015-12-18 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-14 | 2015-12-18 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-09-14 | 2015-12-18 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Wai Ching Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| See Man Fong | Henderson Global Investors (Hong Kong) Limited | 2015–2016 |
| Yuen Ching Lei | Henderson Global Investors (Hong Kong) Limited | 2015–2016 |
| Pui Yan Lam | Henderson Global Investors (Hong Kong) Limited | 2015–2016 |
| Alexander Jonathan Henderson | Henderson Global Investors (Hong Kong) Limited | 2015–2016 |
| Siu Chi Chan | Henderson Global Investors (Hong Kong) Limited | 2015–2016 |