Chak Wong Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Wong Lau (劉澤煌), a licensed Representative with CE reference AXY507. Currently licensed at 2 firm(s): Avenue Family Office Limited, Avenue Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 6.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-19 | present |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-19 | present |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 - Asset management | 2024-09-19 | present |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-09-19 | present |
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-03-15 | 2024-08-13 |
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 4 - Advising on securities | 2022-07-14 | 2024-08-13 |
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 9 - Asset management | 2022-07-14 | 2024-08-13 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-30 | 2022-04-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-09 | 2022-04-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-09 | 2022-04-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-29 | 2012-10-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-29 | 2012-10-05 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-29 | 2012-10-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chak Wong Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.