Francis Chi Yin Ng
吳旨賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Chi Yin Ng (吳旨賢), a licensed Responsible Officer with CE reference AXX647. Currently licensed at 1 firm(s): Pacific Aegis Capital Management (IM) Limited. Active regulated activities: Type 9 - Asset management. This person has 9.7 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Aegis Capital Management (IM) Limited 柏衛資本管理有限公司 |
RO | Type 9 - Asset management | 2021-12-07 | present |
| STI Asset Management Limited | Rep | Type 1 - Dealing in securities | 2018-08-01 | 2020-02-11 |
| STI Asset Management Limited | Rep | Type 4 - Advising on securities | 2018-07-04 | 2020-02-11 |
| STI Asset Management Limited | Rep | Type 9 - Asset management | 2018-07-04 | 2020-02-11 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-10 | 2018-06-01 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 - Asset management | 2017-05-10 | 2018-06-01 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-07 | 2014-10-10 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-07 | 2014-10-10 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-19 | 2012-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Francis Chi Yin Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.