Kathy Ka Wai Ng
伍家慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathy Ka Wai Ng (伍家慧), a licensed Representative with CE reference AXS569. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 11.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-05-06 | present |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2021-09-30 | 2022-09-02 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2021-09-30 | 2022-09-02 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-21 | 2021-06-19 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-02 | 2021-06-19 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-08 | 2018-03-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kathy Ka Wai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.