Ka Wan Mo
毛嘉韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wan Mo (毛嘉韻), a licensed former licensee with CE reference AXS547. This person has 8.0 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-08 | 2023-12-07 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-08 | 2023-12-07 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-27 | 2019-10-01 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-27 | 2019-10-01 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-15 | 2012-04-23 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-15 | 2012-04-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wan Mo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kam Kei Yip | BCT Financial Limited | 2011–2019 |
| Yun Man Lai | BCT Financial Limited | 2011–2019 |
| Kit Sum Leung | BCT Financial Limited | 2011–2019 |
| Yiu Fai Lok | BCT Financial Limited | 2011–2019 |
| Hung Luk Sze | BCT Financial Limited | 2011–2019 |
| Cheuk Lan Chung | BCT Financial Limited | 2011–2019 |
| Theona Lai Yan Ho | BCT Financial Limited | 2011–2019 |
| Betsy Ka Shi Lau | BCT Financial Limited | 2011–2019 |
| Chak Man Li | BCT Financial Limited | 2011–2019 |
| Sammy Tat Yan Leung | BCT Financial Limited | 2011–2019 |
| Kwok Kit Ng | BCT Financial Limited | 2011–2019 |
| Victor Chak Pun Wong | BCT Financial Limited | 2011–2019 |
| Ka Po Wong | BCT Financial Limited | 2011–2019 |
| Sing Fung Yip | BCT Financial Limited | 2011–2019 |
| King Yue Shek | BCT Financial Limited | 2011–2019 |
| Hoi Lam Fung | BCT Financial Limited | 2011–2019 |
| Suet Ho Wong | BCT Financial Limited | 2011–2019 |
| Lai Nga Ng | BCT Financial Limited | 2011–2019 |
| Tin Lok Ng | BCT Financial Limited | 2011–2019 |
| Ho Wun Chan | BCT Financial Limited | 2012–2019 |