David Aik Liang Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Aik Liang Lim, a licensed Representative with CE reference AXR836. Currently licensed at 1 firm(s): Marshall Wace Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 10.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 1 - Dealing in securities | 2021-05-11 | present |
| Marshall Wace Asia Limited | Rep | Type 9 - Asset management | 2021-03-11 | present |
| Davidson Kempner Asia Limited | Rep | Type 9 - Asset management | 2019-11-21 | 2021-02-04 |
| Maso Capital Partners Limited | Rep | Type 9 - Asset management | 2014-05-29 | 2017-06-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-01 | 2012-10-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-01 | 2012-10-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Aik Liang Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.