Gregory Ryan Southee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Ryan Southee, a licensed former licensee with CE reference AXO055. This person has 10.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Argonaut Securities (Asia) Limited | RO | Type 4 - Advising on securities | 2020-10-09 | 2021-11-30 |
| Argonaut Securities (Asia) Limited | RO | Type 1 - Dealing in securities | 2017-10-31 | 2021-11-30 |
| Argonaut Securities (Asia) Limited | RO | Type 6 - Advising on corporate finance | 2011-09-08 | 2021-11-30 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Gregory Ryan Southee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.