Jun Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Lu (陸珺), a licensed Representative with CE reference BPM400. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 4.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-02 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-02 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-07-02 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2021-06-16 | 2024-05-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2021-06-16 | 2024-05-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2021-06-15 | 2024-05-06 |
| Argonaut Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2020-05-18 | 2021-02-26 |
| Argonaut Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | 2020-05-18 | 2021-02-26 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Jun Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chun-Han Wu | Argonaut Securities (Asia) Limited | 2020–2021 |
| Edward Godfrey Rigg | Argonaut Securities (Asia) Limited | 2020–2021 |
| Gregory Ryan Southee | Argonaut Securities (Asia) Limited | 2020–2021 |
| Damian Blaise Hall Rooney | Argonaut Securities (Asia) Limited | 2020–2021 |
| Christopher Rudolph Wippl | Argonaut Securities (Asia) Limited | 2020–2021 |
| Hiu Wai Lau | Argonaut Securities (Asia) Limited | 2020 |