Ling Ling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Ling (凌玲), a licensed Responsible Officer with CE reference AXL658. Currently licensed at 3 firm(s): HGNH International Asset Management Co., Limited, HGNH International Futures Co., Limited, HGNH International Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 13.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HGNH International Asset Management Co., Limited 橫華國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-08-13 | present |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-06-10 | present |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-16 | present |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-03-05 | 2020-06-10 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-07-07 | 2020-01-28 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-07-07 | 2020-01-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-29 | 2016-01-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-07-29 | 2016-01-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-29 | 2016-01-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-07-29 | 2016-01-15 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-20 | 2014-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling Ling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.