Brian Michael Knowles
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Michael Knowles, a licensed Representative with CE reference AXI592. Currently licensed at 1 firm(s): Valliance Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 14.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valliance Asset Management Limited | Rep | Type 9 - Asset management | 2026-07-09 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-22 | 2026-04-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-22 | 2026-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-30 | 2022-01-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2011-05-30 | 2013-09-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-30 | 2022-01-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-05-30 | 2013-09-05 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian Michael Knowles during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yu Bai | Valliance Asset Management Limited | 2026–present |
| Larri Harold Ballin | Valliance Asset Management Limited | 2026–present |
| Lin Li | Valliance Asset Management Limited | 2026–present |
| Carol Ka Yun Chan | Valliance Asset Management Limited | 2026–present |
| Wei Cui | Valliance Asset Management Limited | 2026–present |
| Wan Wang | Valliance Asset Management Limited | 2026–present |
| Alan Ka Ming Wong | Valliance Asset Management Limited | 2026–present |
| Yue Wu | Valliance Asset Management Limited | 2026–present |
| Guanlan Yang | Valliance Asset Management Limited | 2026–present |
| Yiming Zhang | Valliance Asset Management Limited | 2026–present |