Hei Wai Chan
陳喜偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Wai Chan (陳喜偉), a licensed former licensee with CE reference AXE875. This person has 12.9 years of SFC licence history. Total licence records on file: 28.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-11-03 | 2026-02-04 |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 4 - Advising on securities | 2023-11-03 | 2026-02-04 |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 9 - Asset management | 2023-11-03 | 2026-02-04 |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-27 | 2023-11-03 |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
Rep | Type 9 - Asset management | 2023-10-27 | 2023-11-03 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-01 | 2023-09-27 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2021-09-01 | 2023-09-27 |
| Yunrui Securities Limited 雲瑞證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-11 | 2021-08-17 |
| Yunrui Asset Management Limited 雲瑞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-05-25 | 2021-08-17 |
| Yunrui Asset Management Limited 雲瑞資產管理有限公司 |
RO | Type 9 - Asset management | 2020-05-25 | 2021-08-17 |
| Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-11 | 2020-04-13 |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-02 | 2020-04-13 |
| Space Asset Management Limited 恆宇資產管理有限公司 |
RO | Type 9 - Asset management | 2019-04-02 | 2020-04-13 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-05 | 2018-09-30 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-05 | 2018-09-30 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-01-05 | 2018-09-30 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-28 | 2015-11-25 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-28 | 2015-11-25 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-08-28 | 2015-11-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-08-05 | 2014-08-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-16 | 2014-08-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-16 | 2014-08-15 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-07 | 2013-05-24 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-07 | 2013-05-24 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-08 | 2013-04-19 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-04-08 | 2013-04-19 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-19 | 2012-06-19 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-19 | 2012-06-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hei Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.