Jie Liu
劉洁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Liu (劉洁), a licensed former licensee with CE reference AXC278. This person has 0.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-03-31 | 2011-11-21 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-03-31 | 2011-11-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-03-31 | 2011-11-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-03-31 | 2011-11-21 |