Bowen Shen
沈博文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bowen Shen (沈博文), a licensed former licensee with CE reference AWY018. This person has 10.1 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-16 | 2026-06-30 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-08-16 | 2026-06-30 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-08-16 | 2026-06-30 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-28 | 2023-08-16 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-12-28 | 2023-08-16 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-05 | 2022-09-14 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-06-05 | 2022-09-14 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-04 | 2013-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bowen Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.