Chenjie Liu
劉陳杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chenjie Liu (劉陳杰), a licensed Responsible Officer with CE reference AWU260. Currently licensed at 1 firm(s): Upright Asset Management (Hong Kong) Co., Limited. Active regulated activities: Type 9 - Asset management. This person has 14.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upright Asset Management (Hong Kong) Co., Limited 望正資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2016-11-22 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-02-21 | 2016-03-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2011-02-21 | 2016-03-01 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Chenjie Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kenneth Wing Hop Ng | Upright Asset Management (Hong Kong) Co., Limited | 2016–present |