Warwick Dean Simons
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warwick Dean Simons, a licensed former licensee with CE reference AWT996. This person has 4.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AOP Capital Limited | Rep | Type 9 - Asset management | 2020-05-08 | 2020-05-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-02-27 | 2016-08-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2013-02-27 | 2016-08-25 |
| Gavekal Capital Limited | Rep | Type 9 - Asset management | 2011-03-11 | 2012-02-07 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Warwick Dean Simons during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Louis Vincent Gave | Gavekal Capital Limited | 2011–2012 |
| Alfred Kai Shing Ho | Gavekal Capital Limited | 2011–2012 |
| Tsz Wai Luk | Gavekal Capital Limited | 2011–2012 |
| Dick Lam Poon | Gavekal Capital Limited | 2011–2012 |
| Jeonghee Lee | Gavekal Capital Limited | 2011–2012 |
| Stephanie Ka Wai Woo | Gavekal Capital Limited | 2011–2012 |
| Charles Jean Hubert Gave | Gavekal Capital Limited | 2011–2012 |
| Marco Sai Chung Lai | Gavekal Capital Limited | 2011–2012 |
| Laura Michelle Fields | Gavekal Capital Limited | 2011–2012 |
| Christopher William Lightbound | Gavekal Capital Limited | 2011–2012 |
| Vincent Gar-Gene Leung | AOP Capital Limited | 2020 |
| Quentin Charles Burrows | AOP Capital Limited | 2020 |
| Lionel Digby Sheffield Neave | AOP Capital Limited | 2020 |
| Charles Peter Wannan | AOP Capital Limited | 2020 |
| David John Mc Cann | AOP Capital Limited | 2020 |
| Myles Weihao Ormerod | AOP Capital Limited | 2020 |
| Adam Boyd Upton | AOP Capital Limited | 2020 |
| Charlie Yveline Jeanne Ong | AOP Capital Limited | 2020 |