Yingjun Yuan
袁穎君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingjun Yuan (袁穎君), a licensed former licensee with CE reference AWT865. This person has 4.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL Family Office (HK) Limited 德林家族辦公室（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-08 | 2024-09-30 |
| DL Family Office (HK) Limited 德林家族辦公室（香港）有限公司 |
Rep | Type 9 - Asset management | 2023-03-08 | 2024-09-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-12 | 2020-03-10 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-12 | 2020-03-10 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-11 | 2012-11-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-11 | 2012-11-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-02-11 | 2012-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yingjun Yuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.