Leo Chapman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leo Chapman, a licensed former licensee with CE reference AWP232. This person has 8.8 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-19 | 2019-10-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-05-19 | 2011-10-30 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2011-01-05 | 2011-04-30 |
| Nerico Brothers Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2011-01-05 | 2011-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Leo Chapman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.