Sin Wa Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Wa Lam (林倩華), a licensed Responsible Officer with CE reference AWO867. Currently licensed at 2 firm(s): Partners Asset Management (HK) Limited, Partners Capital Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-04-13 | present |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2022-04-13 | present |
| Partners Capital Securities Limited 博大證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-08 | present |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-29 | 2022-04-13 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-10-28 | 2022-04-13 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-10 | 2020-04-08 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-03 | 2011-05-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Wa Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.