Liyuan Tao
陶理原
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyuan Tao (陶理原), a licensed former licensee with CE reference AWK183. This person has 3.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-09 | 2025-02-28 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2016-11-08 | 2017-06-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-12-08 | 2012-05-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2010-12-08 | 2012-05-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liyuan Tao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.