Kim Kwong Ho
何劍剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Kwong Ho (何劍剛), a licensed former licensee with CE reference AWG904. This person has 8.5 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 4 - Advising on securities | 2021-08-31 | 2022-03-26 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 9 - Asset management | 2021-08-31 | 2022-03-26 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-09-19 | 2020-08-03 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
RO | Type 9 - Asset management | 2018-09-19 | 2020-08-03 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-09 | 2018-08-06 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
RO | Type 9 - Asset management | 2016-03-22 | 2018-08-06 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-29 | 2017-05-09 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-11 | 2015-09-30 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 - Asset management | 2014-06-09 | 2015-09-30 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-14 | 2015-09-30 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-14 | 2015-09-30 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 - Asset management | 2014-05-14 | 2014-06-09 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
RO | Type 9 - Asset management | 2013-07-08 | 2014-02-15 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-02 | 2014-02-15 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
Rep | Type 9 - Asset management | 2013-07-02 | 2013-07-08 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
RO | Type 9 - Asset management | 2012-09-17 | 2013-06-06 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-08-13 | 2012-09-17 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-31 | 2013-06-06 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-31 | 2013-06-06 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 9 - Asset management | 2011-01-21 | 2011-04-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kim Kwong Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.