James Richard McWilliam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Richard McWilliam, a licensed former licensee with CE reference AVY126. This person has 3.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-28 | 2019-08-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-11-17 | 2013-11-09 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-11-17 | 2013-11-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Richard McWilliam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.