Wing Sang Ng
吳榮燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sang Ng (吳榮燊), a licensed former licensee with CE reference AVT530. This person has 11.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-11-22 | 2022-09-30 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-12 | 2022-09-30 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-08-12 | 2018-11-22 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-20 | 2016-07-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-15 | 2014-10-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-15 | 2014-10-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-15 | 2014-10-23 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-01 | 2014-04-18 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-01 | 2014-04-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Sang Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.