Michael Chi Wai Lau
劉志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chi Wai Lau (劉志偉), a licensed former licensee with CE reference AVT372. This person has 7.7 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BLVSIN Capital Limited 動力勢能資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-28 | 2023-03-17 |
| BLVSIN Capital Limited 動力勢能資本有限公司 |
RO | Type 4 - Advising on securities | 2022-12-28 | 2023-03-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-11 | 2018-02-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-08-11 | 2018-02-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-08-11 | 2018-02-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-20 | 2015-08-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-07 | 2015-08-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-07 | 2015-08-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-03-07 | 2014-08-05 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-24 | 2014-02-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-24 | 2014-02-28 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-24 | 2014-02-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-24 | 2014-02-28 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-24 | 2014-02-28 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-08-24 | 2014-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Chi Wai Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.