Wai Kwan Li

李蕙筠
CE No. AVT036 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwan Li (李蕙筠), a licensed former licensee with CE reference AVT036. This person has 10.2 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 1 - Dealing in securities 2012-06-21 2020-11-08
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 - Dealing in securities 2010-08-24 2013-04-26

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kwan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chia-Hui Liao Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Pik Ying Suen Yuanta Asia Investment (Hong Kong) Limited 2010–2013
King Lok Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Cheuk Kin Ng Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Key Wai Man Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Yiu Man Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Wai Sze Ng Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Chi Wai Ng Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Yu-Lin Hong Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Siou-Ping Hsieh Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Lai Chun Lam Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Kong Hung Lok Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Derek Ho Yin Mak Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Jerry Pui Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Chi Chung Wong Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Yun-Hsiu Wang Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Yee Wah Wong Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Yuk Kuen Yau Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Yiu Chung Kong Yuanta Asia Investment (Hong Kong) Limited 2010–2013
Ricky Kam Shui Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2013
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