Siu Kwan Choy
蔡小軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kwan Choy (蔡小軍), a licensed former licensee with CE reference AVJ413. This person has 10.0 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-29 | 2024-06-19 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-03-29 | 2024-06-19 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-02-05 | 2021-03-31 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-01-29 | 2021-02-05 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-11-04 | 2020-07-31 |
| Zheng Da International Financial Holding Limited 正大國際金融控股有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-11-04 | 2020-07-31 |
| Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-01-03 | 2019-03-17 |
| Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-01-03 | 2019-03-17 |
| Central Universe Futures Limited 環宇期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-06-13 | 2018-07-23 |
| Central Universe Futures Limited 環宇期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-06-13 | 2018-07-23 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-03-08 | 2018-04-18 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-03-08 | 2018-04-18 |
| Grand International Futures Co., Limited 遠大國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-10-03 | 2018-02-19 |
| Grand International Futures Co., Limited 遠大國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-10-03 | 2018-02-19 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-31 | 2017-01-31 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-10-31 | 2017-01-31 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-03 | 2016-10-31 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-03 | 2016-10-31 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-22 | 2016-09-24 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-02-22 | 2016-09-24 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-13 | 2016-02-12 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-26 | 2016-02-12 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-01 | 2015-05-06 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-05 | 2015-03-02 |
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-26 | 2012-12-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-21 | 2012-09-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-21 | 2012-09-22 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-17 | 2011-06-18 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-22 | 2010-12-08 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-22 | 2010-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kwan Choy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.