Christiana Marie Philips

CE No. AUX021 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christiana Marie Philips (), a licensed former licensee with CE reference AUX021. This person has 3.9 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Northwest Investment Management (Hong Kong) Limited
Rep Type 9 - Asset management 2010-03-17 2014-02-05

Worked alongside

The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Christiana Marie Philips during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tanvir Belal Northwest Investment Management (Hong Kong) Limited 2010–2014
George Andrew Philips Northwest Investment Management (Hong Kong) Limited 2010–2014
David Ian Rogers Northwest Investment Management (Hong Kong) Limited 2010–2014
Mark Smith Northwest Investment Management (Hong Kong) Limited 2010–2014
Andrew Michael Higgins Northwest Investment Management (Hong Kong) Limited 2010–2014
Pui Sze Wong Northwest Investment Management (Hong Kong) Limited 2010–2014
Christine Ka Wai Wu Northwest Investment Management (Hong Kong) Limited 2011–2014
Ethylyn G. Reyes Northwest Investment Management (Hong Kong) Limited 2011–2014
Nial Dennis Henry Gooding Northwest Investment Management (Hong Kong) Limited 2010–2012
Alastair Robert Dunn Northwest Investment Management (Hong Kong) Limited 2012–2014
Trevor James Connolly Carbo Northwest Investment Management (Hong Kong) Limited 2010–2011
Yuetian Lu Northwest Investment Management (Hong Kong) Limited 2011–2012
Ayaz Bashir Motiwala Northwest Investment Management (Hong Kong) Limited 2011

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